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Freshfields Bruckhaus Deringer on Financial Services: Investigations and Enforcement [191839]

  £120.00
Now in its second edition, this guide to the procedures implemented by the Financial Services Authority has been fully updated to include cases since implementation of Financial Services Authority regulations, along with expansion to cover insurance and mortgage regulation in late 2004 and early 2005. Written in a practical style the text brings together provisions from the Financial Services and Markets Act, FSA regulations and Lord Chancellors' rules for Appeal Tribunals. It also examines the implications of the Human Rights Act.The book covers all areas where the FSA sets out the new disciplinary regime, including: insider dealing; market abuse; breach of FSA rules/principles; other disciplinary action against member firms; assistance to foreign regulators and Stock Exchange enquiries. Covering a wide range of issues, this book sets out the practical and legal aspects of dealing with the new disciplinary and enforcement regime, and discusses the consequences for related civil or criminal proceedings.
Date Published:  20 February 2005
Document Type:  Books
Format:  Hardback
ISBN:  1405701595
ISBN13:  9781405701594
Publisher:  LexisNexis UK
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